Securities and Exchange Commission· Proposed Rule· 91 FR 56946
Transfer Agent Rules
effective in 0d·comments close in 60d
The U.S. Securities and Exchange Commission ("SEC" or "Commission") is proposing to adopt new rules, amend existing rules, amend the existing form for registration with the Commission as a transfer agent (Form TA-1) and the existing form for reporting activities of transfer agents (Form TA-2), and rescind an existing…
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