Rule lifecycle · DOCKET:Application No. D-11799

Prohibited Transaction Exemption (PTE) 2002-51 To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program

Department of Labor, Employee Benefits Security Administration — observed across 2 documents over 786 days. Use the source documents below before deciding whether this affects your business.

In plain English

The Department of Labor lets companies fix mistakes in managing employee retirement plans through a special government program that allows some normally-forbidden financial moves when fixing those errors. If you run a 401(k) or pension plan, ask your advisor if you can use this program to correct past mistakes without getting penalized.

First seen

Nov 21, 2022

Last seen

Jan 15, 2025

Latest stage

Rule

PRORULE → RULE

786d

Stage timeline

  1. Proposed·Nov 21, 2022

    Prohibited Transaction Exemption (PTE) 2002-51 To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program

    #2022-24702

  2. Final·Jan 15, 2025

    Prohibited Transaction Exemption (PTE) 2002-51 To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program

    #2025-00328