Rule lifecycle · DOCKET:File No. 4-698
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Add Texas Stock Exchange LLC as a Participant
Securities and Exchange Commission — observed across 2 documents over 1443 days. Use the source documents below before deciding whether this affects your business.
In plain English
The SEC is allowing Texas Stock Exchange to join the system that tracks and audits all stock trades across U.S. markets in real time. If you trade stocks or work with a broker, your transactions will now flow through this expanded audit trail, so make sure your recordkeeping systems are up to date and compatible with how trades are reported.
First seen
Jun 9, 2022
Last seen
May 22, 2026
Latest stage
Notice
PRORULE → RULE
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Stage timeline
Notice·Jun 9, 2022·87 FR 35273
Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc. and Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC; and New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.
#2022-12398
Notice·May 22, 2026·91 FR 30339
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Add Texas Stock Exchange LLC as a Participant
#2026-10246