Rule lifecycle · DOCKET:File No. 4-698
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Add MX2 LLC as a Participant
Securities and Exchange Commission — observed across 4 documents over 1565 days. Use the source documents below before deciding whether this affects your business.
In plain English
The SEC is expanding the national system that tracks all stock trades by adding MX2 LLC as a new market participant. If your small business buys or sells stocks, your trades continue to be recorded in this system, which helps regulators detect fraud and monitor overall market activity.
First seen
Jun 9, 2022
Last seen
Sep 21, 2026
Latest stage
Notice
PRORULE → RULE
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Stage timeline
Notice·Jun 9, 2022·87 FR 35273
Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc. and Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC; and New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.
#2022-12398
Notice·May 22, 2026·91 FR 30339
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Add Texas Stock Exchange LLC as a Participant
#2026-10246
Notice·Sep 3, 2026·91 FR 56691
Notice of a Request for Exemption From Certain Provisions of the National Market System Plan Governing the Consolidated Audit Trail Related to the Recovery of Costs Incurred During Period 4 of the Financial Accountability Milestones Pursuant to Section 36 of the Securities Exchange Act of 1934 and/or Rule 608(e) of Regulation NMS Thereunder, and Request for Comment
#2026-18071
Notice·Sep 21, 2026·91 FR 59822
Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Add MX2 LLC as a Participant
#2026-19220