Rule lifecycle · DOCKET:File No. 4-897
Self-Regulatory Organizations; Texas Stock Exchange LLC; Order Declaring Effective a Minor Rule Violation Plan
Securities and Exchange Commission — observed across 2 documents over 57 days. Use the source documents below before deciding whether this affects your business.
In plain English
The Texas Stock Exchange now has approval to handle minor rule violations through a faster process that skips formal hearings and focuses on quick resolution. If you trade securities or oversee compliance at your firm on this exchange, adjust your procedures to expect quicker violation rulings.
First seen
May 4, 2026
Last seen
Jun 30, 2026
Latest stage
Notice
PRORULE → RULE
—
Stage timeline
Notice·May 4, 2026·91 FR 24024
Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan
#2026-08567
Notice·Jun 30, 2026·91 FR 39649
Self-Regulatory Organizations; Texas Stock Exchange LLC; Order Declaring Effective a Minor Rule Violation Plan
#2026-13114