Small business rule changes · compliance updates · daily

The Small Business
Rule Change Brief

Vol. 1 · No. 1123

Friday, October 16, 2026

1123 issues in archive

Rule lifecycle · DOCKET:File No. SR-CMESC-2026-008

Self-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To Amend Rule 410, Rule 101, the Capped Liquidity Facility Procedure, and the Liquidity Risk Management Policy

Securities and Exchange Commission — observed across 2 documents over 43 days. Use the source documents below before deciding whether this affects your business.

In plain English

CME Securities Clearing is changing its rules about keeping cash on hand for trades and managing financial risk to protect against losses. Small businesses using stock clearing services should check if these updates change their trading costs or how fast they get access to their funds.

First seen

Sep 3, 2026

Last seen

Oct 16, 2026

Latest stage

Notice

PRORULE → RULE

—

Stage timeline

  1. Notice·Sep 3, 2026·91 FR 56678

    Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 410, Rule 101, the Capped Liquidity Facility Procedure, and the Liquidity Risk Management Policy

    #2026-18002

  2. Notice·Oct 16, 2026·91 FR 65821

    Self-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To Amend Rule 410, Rule 101, the Capped Liquidity Facility Procedure, and the Liquidity Risk Management Policy

    #2026-21136