Rule lifecycle · DOCKET:File No. SR-FINRA-2026-004
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend FINRA Rule 2210 (Communications With the Public)
Securities and Exchange Commission — observed across 2 documents over 105 days. Use the source documents below before deciding whether this affects your business.
In plain English
The financial industry regulator is updating its rules about how brokerages advertise and communicate with customers. If you work with investment advisors or brokers, confirm that they follow the new standards for information they share about products and potential investment risks.
First seen
Jul 7, 2026
Last seen
Oct 20, 2026
Latest stage
Notice
PRORULE → RULE
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Stage timeline
Notice·Jul 7, 2026·91 FR 41723
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Partial Amendment No. 1 to Proposed Rule Change To Amend FINRA Rule 2210 (Communications With the Public)
#2026-13713
Notice·Oct 20, 2026·91 FR 66371
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend FINRA Rule 2210 (Communications With the Public)
#2026-21393