Rule lifecycle · DOCKET:OMB Control No. 3235-0151
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ac3-1 and Form TA-W
Securities and Exchange Commission — observed across 2 documents over 66 days. Use the source documents below before deciding whether this affects your business.
In plain English
The SEC is getting federal approval to keep collecting business information from securities firms and investment advisers about how they operate and who works for them. If your small business is in securities or investments, you should continue filing the required paperwork as always, since nothing about the rules is changing.
First seen
Jul 21, 2026
Last seen
Sep 25, 2026
Latest stage
Notice
PRORULE → RULE
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Stage timeline
Notice·Jul 21, 2026·91 FR 45847
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ac3-1 and Form TA-W
#2026-14631
Notice·Sep 25, 2026·91 FR 61005
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ac3-1 and Form TA-W
#2026-19615