Rule lifecycle · DOCKET:OMB Control No. 3235-0195
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ab2-1 and Form CA-1
Securities and Exchange Commission — observed across 2 documents over 67 days. Use the source documents below before deciding whether this affects your business.
In plain English
The SEC is extending its authority to collect ongoing information from securities firms through reporting requirements and compliance forms. If your business is regulated by the SEC in the securities industry, keep submitting all required compliance paperwork and watch the SEC website for any updates.
First seen
Jul 9, 2026
Last seen
Sep 14, 2026
Latest stage
Notice
PRORULE → RULE
—
Stage timeline
Notice·Jul 9, 2026·91 FR 42587
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ab2-1 and Form CA-1
#2026-13817
Notice·Sep 14, 2026·91 FR 58221
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ab2-1 and Form CA-1
#2026-18635