Small business rule changes · compliance updates · daily

The Small Business
Rule Change Brief

Vol. 1 · No. 1118

Friday, October 9, 2026

1118 issues in archive

Rule lifecycle · DOCKET:OMB Control No. 3235-0531

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 0-1 Under the Investment Company Act of 1940, Definition of Terms Used in This Part

Securities and Exchange Commission — observed across 2 documents over 67 days. Use the source documents below before deciding whether this affects your business.

In plain English

The SEC is renewing information collection and reporting requirements that investment companies, mutual funds, and their managers must complete. If you operate an investment fund or manage other people's money professionally, submit comments if the compliance paperwork burden is too heavy.

First seen

Jul 6, 2026

Last seen

Sep 11, 2026

Latest stage

Notice

PRORULE → RULE

—

Stage timeline

  1. Notice·Jul 6, 2026·91 FR 41091

    Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 0-1 Under the Investment Company Act of 1940, Definition of Terms Used in This Part

    #2026-13495

  2. Notice·Sep 11, 2026·91 FR 57948

    Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 0-1 Under the Investment Company Act of 1940, Definition of Terms Used in This Part

    #2026-18532