Rule lifecycle · DOCKET:OMB Control No. 3235-0743
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15b9-1
Securities and Exchange Commission — observed across 2 documents over 67 days. Use the source documents below before deciding whether this affects your business.
In plain English
The Securities and Exchange Commission needs to renew its permission to collect information from brokers and investment firms to protect the financial markets from fraud and misconduct. If your business works in investment services, make sure your compliance team knows which reports you send to the SEC and is prepared for any updates.
First seen
Jul 9, 2026
Last seen
Sep 14, 2026
Latest stage
Notice
PRORULE → RULE
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Stage timeline
Notice·Jul 9, 2026·91 FR 42570
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15b9-1
#2026-13816
Notice·Sep 14, 2026·91 FR 58236
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15b9-1
#2026-18634